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Duty of Confidentiality - When to Report-Up & When to Go to the SEC
November 30, 2009
10:30 a.m. ET
75 minutes
Part 3 of a 4-part web series Ethics CLE for Financial Attorneys
| Earn 6 CLE Credits for attending this series! |
Don't miss this hot topic webinar! Our experts will discuss:
- Identifying material violations and what to do when one occurs
- Whistle-blowing vs. staying employed: Can both be accomplished?
- Threats of criminal action in civil matters
Moderator:
Michael R. Butowsky, Partner, Mayer Brown LLP
Panelists:
Jennifer Bergenfeld, Esq., Adjunct Professor of Markets, Ethics and Law, New York University Leonard N. Stern School of Business,
& Chief Legal Counsel, Emerging Managers Group, L.P.
Thomas J. Karr,
Assistant General Counsel, Office of the General Counsel,
U.S. Securities and Exchange Commission
Richard D. Marshall,
Partner,
Ropes & Gray LLP
Register Today!
Individual Registration - $395
Any subsequent registrations will receive a 15% discount.
*Group Registration - $1,995
Access for 45 or fewer attendees from the same company. For group registrations of 45 or more, please contact Kathie Eberhard at 704-341-2439 or keberhard@frallc.com.
*Please note when registering delegates under Group Registrations you must submit an advance list of attendees from your organization including email address and name.
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