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Duties of the In-House Counsel
November 23, 2009
10:30 a.m. ET
75 minutes

Part 2 of a 4-part web series
Ethics CLE for Financial Attorneys

Earn 6 CLE Credits for attending this series!

This webinar will cover duties of the in-house counsel, including:

  • Navigating ethical issues during internal investigations
  • Confidentiality obligations
  • Avoiding obstruction and aiding and abetting liability
  • Formal legal opinions: What to do when validity of opinion is suspect
  • Document retention: Professional obligation vs. internal policy
  • Privilege issues and exams

Moderator:

Michael R. Butowsky, Partner, Mayer Brown LLP

Panelists:

Sheila Finnegan, Partner, Mayer Brown LLP

Lori A. Martin, Partner, WilmerHale

John Walsh, Associate Director, Chief Counsel, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission

Steven A. Yadegari, Senior Vice President, General Counsel, Cramer Rosenthal McGlynn, LLC
 

Register Today!

Individual Registration - $395
Any subsequent registrations will receive a 15% discount.

*Group Registration - $1,995
Access for 45 or fewer attendees from the same company. For group registrations of 45 or more, please contact Kathie Eberhard at 704-341-2439 or keberhard@frallc.com.

*Please note when registering delegates under Group Registrations you must submit an advance list of attendees from your organization including email address and name.

 
       
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