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Untangling the Ethics Web: Identifying Conflicts and Which Rules Apply
November 17, 2009
10:30 a.m. ET
75 minutes
Part 1 of a 4-part web series Ethics CLE for Financial Attorneys
| Earn 6 CLE Credits for attending this series! |
This webinar will review the various governing bodies and help you decipher which apply to your firm. The event will cover: Understanding and reconciling the different requirements:
- The ABA model rules
- State codes of ethics
- The SEC conduct rules
Identifying ethical conflicts
Waiving conflicts:
- When, how and what to disclose
- Determining when a conflict is unwaivable
Moderator:
Michael R. Butowsky, Partner, Mayer Brown LLP
Panelists:
Jennifer Bergenfeld, Esq., Adjunct Professor of Markets, Ethics and Law, New York University Leonard N. Stern School of Business,
& Chief Legal Counsel, Emerging Managers Group, L.P.
Samuel M. Forstein, Assistant General Counsel, Office of the General Counsel,
U.S. Securities and Exchange Commission
Register Today!
Individual Registration - $395
Any subsequent registrations will receive a 15% discount.
*Group Registration - $1,995
Access for 45 or fewer attendees from the same company. For group registrations of 45 or more, please contact Kathie Eberhard at 704-341-2439 or keberhard@frallc.com.
*Please note when registering delegates under Group Registrations you must submit an advance list of attendees from your organization including email address and name.
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