Investment Advisers are on the front line and in harm’s way when it comes to SEC focus on marketing and advertising deficiencies. In today’s evolving landscape of increased regulatory enforcement, more firms than ever have promoted false and misleading advertising practices when marketing their investment services – and they don’t even know it. Are you ready to meet the challenge?

Join us in New York at the 6th Annual Marketing & Advertising Compliance Forum for Investment Advisers where top industry professionals will gather for an intense two-day conference loaded with practical knowledge that you can’t afford to miss.

• Make sense of… the myriad nuances involved with performance advertising in marketing strategies
• Master…all the ins and outs of preparing for an SEC examination – and find out the current focus of SEC no-action letters and enforcement activities
• Discover…how investment advisers are leveraging social media platforms to market their business - and what key compliance steps have to be considered along the way
• Gain crucial insights…from our roster of today’s top compliance and marketing professionals as they provide you with tons of practical information to apply in the real-world context of your business
• Capitalize…on priceless networking opportunities with your industry peers
• Earn…up to 10 CLE* credits!

• Performance advertising: the heart and soul of growing your business
• SEC hot button issues and preparing for the all-important SEC examination
• GIPS® updates and a look at what’s new for 2011
• A lively panel discussion on the tension and interaction between marketing and compliance departments
• Compliant advertising practices in the use of electronic communications and social media for marketing investments
• Best practices and guidelines for compliant responses to RFPs
• Hedge fund investment marketing practices
• International marketing & advertising: a global perspective

• Chief Compliance Officers
• General Counsel
• Directors of Marketing
• Regulatory Compliance Counsel and Providers