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The Hedge Fund Registration Master Class
The only seminar in the country focused on the nuts & bolts of hedge fund adviser registration
October 27th, 2010
The Princeton Club of New York, New York City |
FRA’s Hedge Fund Registration Master Class will provide the detailed information and practical guidance you need to ensure that your firm is 100% prepared to satisfy the SEC’s registration requirements and develop a robust, yet manageable compliance program in accordance with Rule 206(4)-7.
Our Agenda-at-a-glance:
- Breaking down the new registration requirements: What’s expected of advisors to private funds?
- The actual process of registration: A practical guide
- Form ADV Part II: Disclosure, disclosure, disclosure. Real-world examples and best practices
- Will your existing marketing materials be compliant? A review of SEC requirements, including relevant No-Action Letters
Establishing a Robust Compliance Program: A 2-part Session
- Policies and Procedures Part I – Preventing violations: Begin with a fundamental assessment of your business
- Policies and Procedures Part II – Key components and the necessity for a dynamic approach
Life After Registration: A 3-part Session
- Maintaining an adequate compliance program: Detecting and correcting violations
- How do you conduct an annual compliance review?
- What can you do now to prepare for a SEC Examination?
Download the program brochure for complete session details and our expert faculty list
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This Conference is co-located with the 5th Annual Meeting of the Hedge Fund Business Operations
Association: Oct 25th – 26th. Enhance your learning experience and skill-set by attending all
three days.
The All-Access Pass
saves you $1095 off standard registration.
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Who Should Attend?
This master class is designed for Hedge Fund and Fund of Funds Professionals, including:
- Chief Compliance Officer
- Chief Operating Officers
- Internal Accountants
- Hedge Fund Managers
- Managing Directors
- Fund Directors
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